Can an unregisted person working for an invesment firm stamp or fill out an order ticket?
Per Permissible Activities of Unregistered Persons, if an employee working for broker is yet to be registered, can they still fill or/and stamp an order ticket on behalf of the broker placing the trade or taking the order?
Yes
Parallax Perspective: BASIC Stamp Activity Kit
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Parallax Ping Ultrasonic Range Sensor 28015 $46.89 Parallax’s PING)))TM ultrasonic sensor provides a very low-cost and easy method of distance measurement. This sensor is perfect for any number of applications that require you to perform measurements between moving or stationary objects. Naturally, robotics applications are very popular but you’ll also find this product to be useful in security systems or as an infrared replacement if so desired. … |
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GE Simon XT Wireless Home Security System $79.00 Simon XT Wireless Home Security System Simon XT is a full-featured home security platform that’s installed in minutes yet delivers years of dependable protection for you and your family. Simon XT employs advanced wireless technology, so installation doesn’t involve the mess and expense of running wires to detectors and sensors. With up to 40 wireless zones of protection, a built in display lcd to… |
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Disney Junior Storybook and Sticker Wall Planner … |
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24 Pirate Stamps ~ Party Favors $6.57 Seal pirate treasure maps and secret messages with these 1 1/2″ plastic skull and crossbones stampers! Leave your mark by warning readers of the peril and treachery written within! Drop these black-inked symbols in the bags of trick-or-treaters and fellow swashbucklers! (2 dozen per unit)… |
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Big Mouth Toys Countdown Timer – New Baby (Blister) $9.32 Are you expecting a bundle of joy? Count down the hours, minutes and seconds with this desktop countdown clock. The clock is 4 inches wide by 2.5 inches high. Once the clock reaches the milestone, it can be reset to start counting again! Reset it over and over through the year 2099 for years of enjoyment…. |
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26 pc Plastic Alphabet Stampers ~ one of each letter $14.00 Stamp these fun letters to make words on school projects, greeting cards, scrapbooks and more! These 1 1/2″ plastic stampers have assorted ink colors. Includes one of each letter. (26 pcs. per unit)… |
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Do-A-Dot Rainbow Art Set (Set of 6) $9.99 Parents like to encourage children in creative art activities, but sometimes painting projects can be a little overwhelming. (The bottles, the brushes, the inevitable spills, etc.) This handy-dandy art set provides six bright paint colors in sponge-tip bottles that serve as the paint applicators. Best of all, these paints are spill-proof with no mess at all. Each 5-inch bottle contains 2.5 oun… |
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Melissa & Doug Friendship Stamp Set $5.74 Stamp and sketch to your heart’s content with this cheerfully themed collection. When inspiration hits, this simple stamp and pencil set lets budding artists make countless colorful creations. Friendship-themed images include a butterfly, rainbow, teddy bear, various hearts and flowers, and a bouquet of balloons. The set includes five colored pencils for sketching, scribbling, or coloring in the d… |
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Melissa & Doug Make-A-Face Sticker Pad $2.70 Twenty faces and 5 sticker sheets with over 250 stickers make it easy to put your best face forward with this fashion-forward sticker pad! An array of facial features and stylin` accessories are at the fingertips of your little designer…. |
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Teacher Created Resources 9011 – Name Tag Pack, Paper, 2-7/8 x 2-1/4, Standard School Series, 192/Pack-TCR9011 $17.94 Versatile self-stick tags identify notebooks, cubbies and personal items as well as the students themselves on the first days of school, field trips or in combined class activities. Rainbow, Kids’ Bus, Finger Paint, Slate, School Tools, Smiley Faces. Size: 2 7/8 x 2 1/4; Color(s): White; Series: N/A; Number of Duplicates: N/A…. |